239 sebi jobs in India.

... Amalgamation, and Demerger activities from the Companies Act and SEBI Regulations Key Responsibilities: Compliance with corporate laws including Companies Act, FEMA, SEBI Act and Regulations, SEBI Listing Regulations, and Insider Trading Regulations Compliance with all SEBI guidelines including SEBI (LODR) Regulations, 2015 Responsibility ...

• Contract

... requirements. - Provide strategic inputs to the Board and senior leadership on governance matters, risks, and statutory obligations. Listed-Company Compliance (SEBI & LODR) - Oversee SEBI LODR compliance, periodic filings, and exchanges-related submissions. - Manage insider-trading policy administration, UPSI controls, and ...

• Hybrid

... (Ind AS / IFRS) Manage statutory, internal, ICFR audits & limited reviews Drive Order-to-Cash (O2C) processes – billing, collections & credit management Ensure SEBI, MCA & regulatory compliance Work with ERP systems & advanced reporting tools Big 4 audit experience (preferred) Strong communication & stakeholder management ...

... Technology, Finance, Operations and other key stakeholders. As a Compliance Officer you will ensure that IMC operates within the legal and regulatory framework set by SEBI and other regulators.. This role requires a strategic thinker with strong analytical skills to provide key compliance insights and business recommendations to ...

... insightful reports, dashboards, and presentations for senior management to support decision-making. # Regulatory Enforcement & Compliance Monitoring Review past SEBI orders, enforcement actions, and regulatory observations to identify common violations and compliance gaps. Evaluate existing internal processes and controls ...

... relationships with broker leadership (business heads, product heads, compliance heads) report on deal status, commercials, and integration timelines Stay current on SEBI/NSE/BSE regulatory requirements relevant to broker-algo vendor arrangements 510 years of experience in the broking/fintech industry, with direct exposure to broker ...

... Competitive salary Experience Assistant Manager/Senior Associate - Social Media & Communities Equentis Wealth Advisory Ltd, Lower Parel, Mumbai A fast growing SEBI registered Fintech with 1Mn+ registered users on the We are looking for a Social Media Manager to monitor & manage social media platforms, create communities ...

... and compliance with various regulations (e.g., DPDP Act, IT Act), and timely closure of security audits (Cyber, CSCRF, VAPT, ACCP, etc.) and submission to RBI, SEBI, AMFI, BSE, NSE (as applicable). Lead the organization's response to security breaches, coordinating containment, forensic investigation, and public/regulatory ...

• Full-time
• Contract

... principles, privacy governance, and privacy-by-design requirements RBI cybersecurity, IT governance, outsourcing, digital-payment, and related regulatory requirements SEBI cybersecurity and cyber-resilience requirements IRDAI cybersecurity, information security, and related regulatory requirements Lead or support cyber risk management ...

... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...

... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...

• Remote
• Hybrid
• On-site
• Full-time

Company Description Peerless Securities Limited (PSL), incorporated in 1995, is a SEBI-registered financial intermediary within the Peerless Group, with memberships in NSE, BSE, and MCX, and registration as a Depository Participant with NSDL. The company operates multiple branches across West Bengal and Mumbai, supported ...

... to accuracy and quality in research About Taurus Mutual Fund () Taurus Mutual Fund was amongst the first few private sector Mutual Funds to be registered with SEBI. Taurus Mutual Fund is a unique equity-only fund house that continuously strives to strengthen its offerings with more & more innovative schemes designed on the ...

... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...

... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...

... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...

... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...

... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...

... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...

... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...