... Amalgamation, and Demerger activities from the Companies Act and SEBI Regulations Key Responsibilities: Compliance with corporate laws including Companies Act, FEMA, SEBI Act and Regulations, SEBI Listing Regulations, and Insider Trading Regulations Compliance with all SEBI guidelines including SEBI (LODR) Regulations, 2015 Responsibility ...
... looking for a qualified and experienced Company Secretary to manage the organizations corporate governance and statutory compliance functions , with a key focus on SEBI regulations, Board liaising, and regulatory filings .The ideal candidate will have strong expertise in corporate law, SEBI LODR, and the Companies Act, 2013 , ...
... Trusts d) Over & above, some work of listed companies. Job Role - Responsibilities as Company Secretary and Compliance officer under the Companies Act, 2013, SEBI(LODR), 2015, SEBI(PIT), 2015, SEBI(SAST), 2011, Securities Laws etc. and Corporate compliance management. -Co-ordinate with the Board of Directors, Top Management, ...
... requirements. - Provide strategic inputs to the Board and senior leadership on governance matters, risks, and statutory obligations. Listed-Company Compliance (SEBI & LODR) - Oversee SEBI LODR compliance, periodic filings, and exchanges-related submissions. - Manage insider-trading policy administration, UPSI controls, and ...
... guidelines - Draft agenda resolutions, circular resolutions, minutes, notices, annual reports and other secretarial documents. - Ensure compliance with Companies Act, SEBI Listing Regulations, and stock exchange filing requirements for a listed entity. - Maintain Structured Digital Data Base (SDD) as mandated under SEBI PIT Regulations ...
... knowledge of RBI Regulations and rules thereunder for NBFC and LSP. - Practical understanding of lending products such as PL, LAP, BNPL. - Operational knowledge of SEBI regulations, including SEBI (LODR) and SEBI (ICDR). - Basic understanding of FEMA and RBI regulations, particularly for NBFC & LSP entity with FDI. - Familiarity ...
... coordinate effectively with internal and external stakeholders. What We Expect From You - Adequate understanding of Companies Act, 2013 and rules made thereunder, SEBI regulations particularly, the SEBI (LODR) Regulations, 2015 and SEBI (PIT) Regulations, 2015, and FDI Reporting; - Preparing the first draft of all the board ...
... Technology, Finance, Operations and other key stakeholders. As a Compliance Officer you will ensure that IMC operates within the legal and regulatory framework set by SEBI and other regulators.. This role requires a strategic thinker with strong analytical skills to provide key compliance insights and business recommendations to ...
... records (e.g. register of members, directors, charges). - Draft resolutions and manage corporate filings with regulatory bodies (e.g. Registrar of Companies, SEBI, stock exchanges). - Advise directors on their legal and corporate governance duties and responsibilities. - Ensure proper filing of financial statements, annual ...
... statutory records. - Handling FEMA/RBI compliances and foreign subsidiary-related matters. - Compliance relating to material subsidiaries and group companies from SEBI LODR perspective, including RPTs. - Handling director remuneration, loans to directors, inter-company loans, guarantees and investments. - Drafting/reviewing ...
... insightful reports, dashboards, and presentations for senior management to support decision-making. # Regulatory Enforcement & Compliance Monitoring Review past SEBI orders, enforcement actions, and regulatory observations to identify common violations and compliance gaps. Evaluate existing internal processes and controls ...
... relationships with broker leadership (business heads, product heads, compliance heads) report on deal status, commercials, and integration timelines Stay current on SEBI/NSE/BSE regulatory requirements relevant to broker-algo vendor arrangements 510 years of experience in the broking/fintech industry, with direct exposure to broker ...
... Competitive salary Experience Assistant Manager/Senior Associate - Social Media & Communities Equentis Wealth Advisory Ltd, Lower Parel, Mumbai A fast growing SEBI registered Fintech with 1Mn+ registered users on the We are looking for a Social Media Manager to monitor & manage social media platforms, create communities ...
... and compliance with various regulations (e.g., DPDP Act, IT Act), and timely closure of security audits (Cyber, CSCRF, VAPT, ACCP, etc.) and submission to RBI, SEBI, AMFI, BSE, NSE (as applicable). Lead the organization's response to security breaches, coordinating containment, forensic investigation, and public/regulatory ...
... principles, privacy governance, and privacy-by-design requirements RBI cybersecurity, IT governance, outsourcing, digital-payment, and related regulatory requirements SEBI cybersecurity and cyber-resilience requirements IRDAI cybersecurity, information security, and related regulatory requirements Lead or support cyber risk management ...
... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...
... the organization monthly as per Grade Matrix (BDE, Officer and AM Sales) ø Record and track all engagement activities through the CRM system. ø Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry Qualifications Optimal qualification for success on the job is depends on Grade ...
Company Description Peerless Securities Limited (PSL), incorporated in 1995, is a SEBI-registered financial intermediary within the Peerless Group, with memberships in NSE, BSE, and MCX, and registration as a Depository Participant with NSDL. The company operates multiple branches across West Bengal and Mumbai, supported ...
... to accuracy and quality in research About Taurus Mutual Fund () Taurus Mutual Fund was amongst the first few private sector Mutual Funds to be registered with SEBI. Taurus Mutual Fund is a unique equity-only fund house that continuously strives to strengthen its offerings with more & more innovative schemes designed on the ...