Search current Full-time sebi jobs, vacancies, and employment in India on Jobeax. 22 Full-time sebi jobs in India.
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... principles, privacy governance, and privacy-by-design requirements RBI cybersecurity, IT governance, outsourcing, digital-payment, and related regulatory requirements SEBI cybersecurity and cyber-resilience requirements IRDAI cybersecurity, information security, and related regulatory requirements Lead or support cyber risk management ...
India
peerless securities limited
Company Description Peerless Securities Limited (PSL), incorporated in 1995, is a SEBI-registered financial intermediary within the Peerless Group, with memberships in NSE, BSE, and MCX, and registration as a Depository Participant with NSDL. The company operates multiple branches across West Bengal and Mumbai, supported ...
India
gauvik wealth management
Company Description Gauvik Wealth Management is a SEBI-registered Portfolio Management Service firm focused on creating meaningful financial impact for clients. The organization believes wealth serves a purpose beyond numbers and works to help clients grow, preserve, and share their legacy intentionally. Using disciplined ...
India, Rāniganj
Sales Executive Starts Immediately Competitive salary Competitive salary Experience Company Description Indiacharts Data Analytics Pvt. Ltd. is a SEBI-registered Research Analyst firm (SEBI No: INH000023630) providing research-backed stock market insights and recommendations for investors. Founded in 2005 by market strategist ...
India, Bengaluru
... complaints and escalate complex issues to the concerned department. Maintain accurate records of customer interactions and service requests. Ensure compliance with SEBI regulations and company policies while handling customer requests. Basic knowledge of the Indian Stock Market, NSE, BSE, Demat Accounts, and Trading Accounts. ...
India, Navi Mumbai
... statutory and regulatory compliance, coordinating with auditors and stakeholders, assisting in financial reporting and MIS preparation, and ensuring alignment with SEBI and other regulatory requirements. Key Responsibilities Supervise and manage the complete accounting function of the company and its subsidiaries/joint control ...
India, Ahmedabad
... annual returns and financial statements. Coordinate with legal teams to ensure all subsidiary entities comply with relevant laws, including the Companies Act, SEBI regulations, and other statutory bodies. Provide guidance to the Board of Directors and senior management on matters related to corporate governance, legal compliance, ...
India, Ahmedabad
... performance management and target achievement. Compliance & Process Management - Ensure all sales and customer-service activities are conducted in accordance with SEBI regulations, Angel One policies, and applicable company processes. - Ensure proper KYC and client onboarding procedures are followed. - Prevent mis-selling and ...
India, Navi Mumbai
Rs 45 - 55 lakhs p.a.
... intelligence and actionable insights to Promoters and senior leadership. Compliance & Strategic Support - Coordinate with Finance, Secretarial, and Legal teams on SEBI, Stock Exchange, and disclosure requirements . - Maintain appropriate documentation, audit trails, and confidentiality of unpublished price-sensitive information. ...
India, Mumbai
... to the Chairman and works closely with the Board and Audit Committee. WHAT THE ROLE COVERS - Standalone and consolidated financial statements under Ind AS - SEBI (LODR) compliance, quarterly results, and the Regulation 17(8) certification - Fund-raising across preferential allotments, warrants, debt, and structured instruments ...
India, Delhi
... exchanges Preparation and vetting of DRHP/RHP and offer documents Ensure compliance with SEBI (ICDR), LODR, and listing regulations Act as the primary liaison with SEBI, Stock Exchanges, RoC, and Merchant Bankers B. Corporate Governance & Secretarial Compliance Ensure compliance with the Companies Act, SEBI regulations, and other ...
India
... of senior-level compliance experience specifically within a stock broking/financial services firm — mandatory. • Strong working relationship/familiarity with SEBI, exchange, and depository compliance https://jobeax.com/link/DHNVkGucJwCGDgtS Requirements: Regulatory Compliance, SEBI Regulations, Exchange Bye-laws, Stock ...
India
... Artha Group is seeking a highly detail-oriented and experienced Associate - Compliance to ensure compliance with all regulatory frameworks pertaining to our SEBI-registered Alternative Investment Fund (AIF). The ideal candidate will be responsible for managing and overseeing compliance procedures related to both investments ...
India
... Exposure: Candidates can gain exposure in insolvency matters, and representation before various regulatory bodies such as NCLT, RD, ROC, Central Government, MCA, SEBI, RBI. We provide services such as fund raising through private placements, rights issues, Company restructuring, capital reduction, ESOP Management, trademark ...
India
... the Board of Directors and senior leadership in maintaining effective governance practices. Key Responsibilities - Ensure compliance with the Companies Act, SEBI regulations (if applicable), and other statutory requirements. - Organize Board Meetings, Committee Meetings, AGMs, and EGMs. - Prepare agendas, minutes, resolutions, ...
India
₹150 INR
... Privacy domain - In-depth knowledge of global privacy laws and frameworks, including GDPR, DPDPA, CCPA, Information Technology Act, and regulations from RBI, SEBI, IRDAI and other regulators - Strong documentation and communication skills and proficiency with framework development, assessments, and policy and procedure ...
India, Bengaluru
... https://jobeax.com/link/RJ4pZy7qnIZVNwVb to Have :- Experience in fintech or BFSI mobile apps MF transaction apps, trading apps, insurance apps, or payment apps.- Familiarity with SEBI/AMFI/IRDAI compliance requirements for digital financial products.- Exposure to LLM integration on mobile: streaming responses or AI assistant UX patterns.- Experience ...
India, Gurugram
... efficiently. - Liaise with central operations, legal, and compliance teams to ensure smooth workflow execution. 3. Compliance & Quality Control - Stay updated on SEBI, RBI, and FMC guidelines regarding client onboarding and data privacy. - Conduct regular sanitization and maintenance of client master data. - Identify potential ...
India, Bombay
... keep track of industry practices and keeping abreast, analyse and ensure compliances of the Companies Act, 2013 and Rules thereunder, Secretarial Standards, SEBI (LODR) Regulations, 2015, FEMA and any other relevant rules & regulations specific to EV sector, etc. ● Handle work related to Insider Trading and ensuring compliances ...
India
Articleship Full time
India, Ahmedabad