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Vacancy description

Risk, Audit & Regulatory Compliance Lead in Chennai, भारत

Pravi HR Advisory

Chennai, भारत

About the Role :We are looking for an experienced Risk, Audit & Regulatory Compliance professional with hands-on experience in an RBI-regulated banking institution in https://jobeax.com/link/Tkcx2naeZLUe17Yg role will be responsible for managing regulatory and audit requirements end-to-end - from understanding observations and defining corrective actions to coordinating remediation, validating evidence and driving successful https://jobeax.com/link/DGkqER9pDSGHGd0h position will work closely with Risk, Compliance, Audit, Technology, Data/EDW, Information Security, Business and Operations teams. Exposure to Data Governance, Data Quality, EDW/Data Platforms and PMO/Change Governance will be an https://jobeax.com/link/VICSBow5WCE3j7lz Responsibilities :- Coordinate RBI/regulatory reviews, internal/external audits, risk/compliance audits and technology audits.- Understand regulatory requirements and audit observations and translate them into clear actions, owners and timelines.- Drive audit observations through remediation, evidence validation and final closure.- Prepare, review and validate audit evidence, responses, supporting documents and regulatory submissions.- Track applicable RBI circulars, guidelines and regulatory changes and coordinate impact assessment and implementation.- Identify overdue actions, control gaps, repeat observations and key risks and escalate them appropriately.- Coordinate across Risk, Compliance, Audit, Technology, Data/EDW, Information Security and Business teams.- Maintain regulatory, audit and remediation trackers and provide periodic MIS/status reporting to management.- Support change governance, including Change Requests (CRs), approvals, dependencies, risks and action tracking.- Support governance meetings and executive reporting on audit status, regulatory changes, ageing, risks and https://jobeax.com/link/DabHIXCiotu2EJmn Skills & Experience :- 8-10+ years of experience in Banking Risk, Audit, Regulatory Compliance, Technology Risk or related areas.- Mandatory experience working with an RBI-regulated bank in India.- Hands-on exposure to RBI audits, regulatory inspections/reviews and regulatory compliance requirements.- Strong experience managing audit observations, corrective actions, remediation and closure.- Good understanding of RBI circulars, guidelines and regulatory change requirements.- Experience preparing, reviewing and validating audit evidence/artifacts and responses.- Strong stakeholder management skills with the ability to coordinate across Audit, Risk, Compliance, Technology, Data and Business teams.- Ability to independently manage multiple audits, regulatory requirements and remediation https://jobeax.com/link/Em7jAcewMOjmzhF0 / Added Advantage :- Exposure to any of the following would be preferred:1. Enterprise Data Warehouse (EDW) / Data Platforms2. Data Governance & Data Quality3. Data Controls, Reconciliation, Lineage & Traceability4. Technology Risk / IT Audit5. Information Security / Cybersecurity Audits6. Regulatory Change Management7. PMO / Project or Program Governance8. Change Request / Change Ticket Management9. RAID & Dependency Management10. Jira or similar workflow tools11. Business Continuity / Disaster Recovery12. Third-Party / Vendor RiskIdeal Candidate :We are looking for a hands-on banking risk, audit and regulatory professional, rather than someone with only audit coordination or PMO https://jobeax.com/link/ICjjkWmDWqhOyCGW ideal candidate should understand regulatory and audit expectations, be able to assess the adequacy of remediation and supporting evidence, and independently drive observations through to https://jobeax.com/link/Yow7D4QsIIDdHXXs working with Data/EDW, Technology or Data Governance teams, along with PMO/change governance exposure, would be a strong advantage. (ref:hirist.tech)

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